Betekenis van:
securities and exchange commission

securities and exchange commission
Zelfstandig naamwoord
    • an independent federal agency that oversees the exchange of securities to protect investors

    Synoniemen

    Hyperoniemen


    Voorbeeldzinnen

    1. The Securities and Exchange Commission of the United States of America.
    2. In addition, following the dialogue between the Commission and the US Securities and Exchange Commission, reconciliation for Community issuers which prepare their financial statements in accordance with IFRS as issued by the IASB is no longer required.
    3. The operative events for the exchange rate applicable to the aid and to the securities shall be those referred to in Articles 2(5) and 10 respectively of Commission Regulation (EC) No 1913/2006.Article 16
    4. Therefore, the mechanism of cooperation between the competent authorities of the Member States and the Public Company Accounting Oversight Board of the United States of America and the Securities and Exchange Commission of the United States of America should be reviewed to assess the progress made towards reaching mutual reliance on each other.
    5. In this respect, the Commission notes the statement of the UK authorities that JP Jenkins operates a different business model to that of Investbx. JP Jenkins is an execution-only stockbroker and market maker, matching trades in unlisted and unquoted securities off-exchange.
    6. However, the Securities and Exchange Commission of the United States of America can provide the competent authorities of any Member State with the inspection reports issued by the Public Company Accounting Oversight Board of the United States of America in respect of United States auditors and audit firms and, upon prior request and justification of the reasons for the request, with the audit working papers or other documents held by United States auditors or audit firms relevant to such inspections.